Operational Audit Process

The Internal Audit Division’s (IAD) operational audit engagements focus on internal  control and operational process analysis to ensure maximum productivity and efficient processes and practices. We work to identify areas of weakness that violate or have the potential to violate University policies, regulations and rules, and legal requirements. Our operational audit engagements include:

  • University-wide and unit-level business process audits
  • University-wide and unit-level audits of federal, state, and PRR compliance
  • Proactive consulting
  • Risk assessments
  • Informal policy and regulatory awareness and education

The audit process is illustrated below: